金融监管模式的权衡:官方监管与市场监管
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财经研究 2010 年 第 36 卷第 09 期, 页码：135 - 144
摘要
参考文献
摘要
金融危机使当前金融监管体系备受质疑,金融监管改革势在必行。文章在回顾各种监管理论的基础上归纳出两类基本监管模式,即以公共利益理论为基础的官方监管模式和以私人利益理论为基础的市场监管模式。在此基础上,文章就这两种监管模式对金融发展的影响进行实证分析,结果显示,加强外部监管的市场监管模式比加强官方监管权力的官方监管模式更有利于金融市场的发展。因此,危机后我国金融监管体系的改革应该以建立市场监管体系为核心。
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[6]La Porta R,Lopez-de-Silanes F,Shleifer A,Vishny R W.Legal determinants of ex-ternal finance[J].Journal of Finance,1997,52:11131-11501.
[7]Caprio G,Laeven L,R Levine.Governance and bank valuation[R].World Bank Work-ing Paper,No.13202,2004.
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[9]Goodhart,Charles,Pojanart Sunirand,Di mitrios Tsomocos.A model to analyse financialfragility[J].Economic Theory,2006,27:107-142.
[10]Borio.Towards a macroprudential framework for financial supervision and regulation[R].BIS Working Paper,No.128,February,2003.
[11]La Porta R,Lopez-de-Silanes F,Shleifer A,Vishny R W.Legal determinants of ex-ternal finance[J].Journal of Finance,1997,52:1131-1150.
[12]Kamgna.Macro-prudential monitoring indicators for CEMAC banking system[R].MPRA Paper No.17095,2009.
①私人利益说发展到后期认为政府监管政策是政治斗争的结果,详见Djankov、La Porta、Lopez-de-Silanes和Shleifer(2002)。
②参见http://econ.worldbank.org。
[2]Becker G A.Theory of competition among pressure groups for political influence[J].Quarterly Journal of Economics,1983,98:1371-4001.
[3]Beck T,A Demirgc-Kunt,R Levine.Bank supervision and corporate finance[R].Na-tional Bureau of Economic Research Working Paper,No.19620,2003.
[4]Barth J,Caprio G,R Levine.Rethinking bank regulation:Till angels govern[M].Cam-bridge University Press,2006.
[5]Levine R.Financial development and economic growth:Views and agenda[J].Journal ofEconomic Literature,1997,35:1688-7261.
[6]La Porta R,Lopez-de-Silanes F,Shleifer A,Vishny R W.Legal determinants of ex-ternal finance[J].Journal of Finance,1997,52:11131-11501.
[7]Caprio G,Laeven L,R Levine.Governance and bank valuation[R].World Bank Work-ing Paper,No.13202,2004.
[8]Crockett A.Market discipline and financial stability[R].BIS Speeches,23 May,2001.
[9]Goodhart,Charles,Pojanart Sunirand,Di mitrios Tsomocos.A model to analyse financialfragility[J].Economic Theory,2006,27:107-142.
[10]Borio.Towards a macroprudential framework for financial supervision and regulation[R].BIS Working Paper,No.128,February,2003.
[11]La Porta R,Lopez-de-Silanes F,Shleifer A,Vishny R W.Legal determinants of ex-ternal finance[J].Journal of Finance,1997,52:1131-1150.
[12]Kamgna.Macro-prudential monitoring indicators for CEMAC banking system[R].MPRA Paper No.17095,2009.
①私人利益说发展到后期认为政府监管政策是政治斗争的结果,详见Djankov、La Porta、Lopez-de-Silanes和Shleifer(2002)。
②参见http://econ.worldbank.org。
引用本文
黄梅波, 范修礼. 金融监管模式的权衡:官方监管与市场监管[J]. 财经研究, 2010, 36(9): 135–144.
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