社会情感财富框架的理论溯源与应用前沿追踪——基于家族企业研究视角
7764 
647
外国经济与管理 2014 年 第 36 卷第 12 期, 页码：64 - 71
摘要
参考文献
摘要
社会情感财富框架近年来逐渐成为家族企业研究中的主要解释视角,但是无论在理论层面还是在实证操作层面,都还存在不少需要改进和完善的地方。本文试图对其理论根源做出进一步的梳理,并对新近出现的一些关于该框架的质疑和修正做出整理和归纳,以此来厘清存在于理论层次上的几个核心问题;对应用该框架开展的实证研究做出详细的解构,以此来识别实证操作层面上存在的关键问题,并指出可能的改进方向。
[1]Berrone P,et al.Socioemotional wealth and corporate responses to institutional pressures:Do family-controlled firms pollute less?[J].Administrative Science Quarterly,2010,55(1):82-113.
[2]Carney M.Corporate Governance and Competitive Advantage in Family-Controlled Firms[J].Entrepreneurship Theory and Practice,2005,29(3):249-265.
[3]Carroll A B.A three-dimensional conceptual model of corporate performance[J].Academy of management review,1979,4(4):497-505.
[4]Cennamo C,et al.Socioemotional wealth and proactive stakeholder engagement:Why family-controlled firms care more about their stakeholders[J].Entrepreneurship Theory and Practice,2012,36(6):1153-1173.
[5]Chrisman J J,Chua J H and Litz R A.Comparing the agency costs of family and non-family firms:Conceptual issues and exploratory evidence[J].Entrepreneurship Theory and Practice,2004,28(4):335-354.
[6]Chrisman J J,et al.Family involvement,family influence,and family-centered non-economic goals in small firms[J].Entrepreneurship Theory and Practice,2012,36(2):267-293.
[7]Chua J H,Chrisman J J and Bergiel E B.An agency theoretic analysis of the professionalized family firm[J].Entrepreneurship Theory and Practice,2009,33(2):355-372.
[8]Chua J H,Chrisman J J and Sharma P.Defining the family business by behavior[J].Entrepreneurship Theory and Practice,1999,23:19-40.
[9]Cyert R M and March J G.A behavioral theory of the firm[J].Englewood Cliffs,NJ,2,1963.
[10]Davis J H,Schoorman F D and Donaldson L.Toward a stewardship theory of management[J].Academy of Management Review,1997,22(1):20-47.
[11]De Massis A,et al.The temporal evolution of proactiveness in family firms:The horizontal s-curve hypothesis[J].Family Business Review,2013,27(1):35-50.
[12]Donaldson L and Davis J H.Stewardship theory or agency theory:CEO governance and shareholder returns[J].Australian Journal of Management,1991,16(1):49-64.
[13]Donaldson T and Preston L E.The stakeholder theory of the corporation:Concepts,evidence,and implications[J].Academy of Management Review,1995,20(1):65-91.
[14]Eisenhardt K M.Agency theory:An assessment and review[J].Academy of Management Review,1989,14(1):57-74.
[15]Gomez-Mejia L R,et al.The bind that ties:Socioemotional wealth preservation in family firms[J].The Academy of Management Annals,2011,5(1):653-707.
[16]Gómez-Mejía L R,et al.Socioemotional wealth and business risks in family-controlled firms:Evidence from Spanish olive oil mills[J].Administrative Science Quarterly,2007,52(1):106-137.
[17]Gomez-Mejia L R,Makri M and Kintana M L.Diversification decisions in family-controlled firms[J].Journal of Management Studies,2010,47(2):223-252.
[18]Hymer S.The international operations of national firms:A study of direct foreign investment[M].MIT Press Cambridge,MA,1976.
[19]Kellermanns F W,Eddleston K A and Zellweger T M.Extending the socioemotional wealth perspective:A look at the dark side[J].Entrepreneurship Theory and Practice,2012,36(6):1175-1182.
[20]Leitterstorf M P and Rau S B.Socioemotional wealth and IPO underpricing of family firms[J].Strategic Management Journal,2014,35(5):751-760.
[21]Mahto R V,et al.Satisfaction with firm performance in family businesses[J].Entrepreneurship Theory and Practice,2010,34(5):985-1001.
[22]Markowitz H.Portfolio selection[J].The Journal of Finance,1952,7(1):77-91.
[23]Miller D,et al.Lost in time:Intergenerational succession,change,and failure in family business[J].Journal of Business Venturing,2003,18(4):513-531.
[24]Mitchell R K,Agle B R and Wood D J.Toward a theory of stakeholder identification and salience:Defining the principle of who and what really counts[J].Academy of Management Review,1997,22(4):853-886.
[25]Sharma P and Manikutty S.Strategic divestments in family firms:Role of family structure and community culture[J].Entrepreneurship Theory and Practice,2005,29(3):293-311.
[26]Singer J and Donoho C.Strategic management planning for the successful family business[J].Journal of Business and Entrepreneurship,1992,4(3):39.
[27]Villalonga B and Amit R.How do family ownership,control and management affect firm value?[J].Journal of Financial Economics,2006,80(2):385-417.
[28]Wiseman R M and Gomez-Mejia L R.A behavioral agency model of managerial risk taking[J].Academy of Management Review,1998,23(1):133-153.
[29]Zellweger T M and Astrachan J H.On the emotional value of owning a firm[J].Family Business Review,2008,21(4):347-363.
[30]Zellweger,et al.Family control and family firm valuation by family CEOs:The importance of intentions for transgenerational control[J].Organization Science,2012,23(3):851-868.
[31]Zellweger T M and Nason R S.A stakeholder perspective on family firm performance[J].Family Business Review,2008,21(3):203-216.
[40]朱沆,叶琴雪,李新春.社会情感财富理论及其在家族企业研究中的突破[J]外国经济与管理,2013,34(12):56-62.
[2]Carney M.Corporate Governance and Competitive Advantage in Family-Controlled Firms[J].Entrepreneurship Theory and Practice,2005,29(3):249-265.
[3]Carroll A B.A three-dimensional conceptual model of corporate performance[J].Academy of management review,1979,4(4):497-505.
[4]Cennamo C,et al.Socioemotional wealth and proactive stakeholder engagement:Why family-controlled firms care more about their stakeholders[J].Entrepreneurship Theory and Practice,2012,36(6):1153-1173.
[5]Chrisman J J,Chua J H and Litz R A.Comparing the agency costs of family and non-family firms:Conceptual issues and exploratory evidence[J].Entrepreneurship Theory and Practice,2004,28(4):335-354.
[6]Chrisman J J,et al.Family involvement,family influence,and family-centered non-economic goals in small firms[J].Entrepreneurship Theory and Practice,2012,36(2):267-293.
[7]Chua J H,Chrisman J J and Bergiel E B.An agency theoretic analysis of the professionalized family firm[J].Entrepreneurship Theory and Practice,2009,33(2):355-372.
[8]Chua J H,Chrisman J J and Sharma P.Defining the family business by behavior[J].Entrepreneurship Theory and Practice,1999,23:19-40.
[9]Cyert R M and March J G.A behavioral theory of the firm[J].Englewood Cliffs,NJ,2,1963.
[10]Davis J H,Schoorman F D and Donaldson L.Toward a stewardship theory of management[J].Academy of Management Review,1997,22(1):20-47.
[11]De Massis A,et al.The temporal evolution of proactiveness in family firms:The horizontal s-curve hypothesis[J].Family Business Review,2013,27(1):35-50.
[12]Donaldson L and Davis J H.Stewardship theory or agency theory:CEO governance and shareholder returns[J].Australian Journal of Management,1991,16(1):49-64.
[13]Donaldson T and Preston L E.The stakeholder theory of the corporation:Concepts,evidence,and implications[J].Academy of Management Review,1995,20(1):65-91.
[14]Eisenhardt K M.Agency theory:An assessment and review[J].Academy of Management Review,1989,14(1):57-74.
[15]Gomez-Mejia L R,et al.The bind that ties:Socioemotional wealth preservation in family firms[J].The Academy of Management Annals,2011,5(1):653-707.
[16]Gómez-Mejía L R,et al.Socioemotional wealth and business risks in family-controlled firms:Evidence from Spanish olive oil mills[J].Administrative Science Quarterly,2007,52(1):106-137.
[17]Gomez-Mejia L R,Makri M and Kintana M L.Diversification decisions in family-controlled firms[J].Journal of Management Studies,2010,47(2):223-252.
[18]Hymer S.The international operations of national firms:A study of direct foreign investment[M].MIT Press Cambridge,MA,1976.
[19]Kellermanns F W,Eddleston K A and Zellweger T M.Extending the socioemotional wealth perspective:A look at the dark side[J].Entrepreneurship Theory and Practice,2012,36(6):1175-1182.
[20]Leitterstorf M P and Rau S B.Socioemotional wealth and IPO underpricing of family firms[J].Strategic Management Journal,2014,35(5):751-760.
[21]Mahto R V,et al.Satisfaction with firm performance in family businesses[J].Entrepreneurship Theory and Practice,2010,34(5):985-1001.
[22]Markowitz H.Portfolio selection[J].The Journal of Finance,1952,7(1):77-91.
[23]Miller D,et al.Lost in time:Intergenerational succession,change,and failure in family business[J].Journal of Business Venturing,2003,18(4):513-531.
[24]Mitchell R K,Agle B R and Wood D J.Toward a theory of stakeholder identification and salience:Defining the principle of who and what really counts[J].Academy of Management Review,1997,22(4):853-886.
[25]Sharma P and Manikutty S.Strategic divestments in family firms:Role of family structure and community culture[J].Entrepreneurship Theory and Practice,2005,29(3):293-311.
[26]Singer J and Donoho C.Strategic management planning for the successful family business[J].Journal of Business and Entrepreneurship,1992,4(3):39.
[27]Villalonga B and Amit R.How do family ownership,control and management affect firm value?[J].Journal of Financial Economics,2006,80(2):385-417.
[28]Wiseman R M and Gomez-Mejia L R.A behavioral agency model of managerial risk taking[J].Academy of Management Review,1998,23(1):133-153.
[29]Zellweger T M and Astrachan J H.On the emotional value of owning a firm[J].Family Business Review,2008,21(4):347-363.
[30]Zellweger,et al.Family control and family firm valuation by family CEOs:The importance of intentions for transgenerational control[J].Organization Science,2012,23(3):851-868.
[31]Zellweger T M and Nason R S.A stakeholder perspective on family firm performance[J].Family Business Review,2008,21(3):203-216.
[40]朱沆,叶琴雪,李新春.社会情感财富理论及其在家族企业研究中的突破[J]外国经济与管理,2013,34(12):56-62.
引用本文
窦军生, 张玲丽, 王宁. 社会情感财富框架的理论溯源与应用前沿追踪——基于家族企业研究视角[J]. 外国经济与管理, 2014, 36(12): 64–71.
导出参考文献，格式为：
