文章将表征科技创新转化体系的产学研合作与衡量企业在全球价值链中分工地位的出口国内附加值率置于统一的分析框架,利用中国制造业企业数据探讨了两者之间的关系。研究表明,企业产学研合作水平的提高有助于增加中国企业出口的国内附加值率,加工贸易占比下降与国内中间品的附加值效率上升是其中重要的作用机制。因此,可以通过加强产学研合作来破解中国企业在全球价值链的低端困境。地区异质性分析表明,东部地区企业的出口国内附加值率受到产学研合作的显著影响,而在中部与西部地区企业中,这一影响并不显著。所有制异质性分析表明,产学研合作能够促进民营企业出口国内附加值率的提升,但对国有企业和外资企业的影响不显著。要素密集度异质性表明,产学研合作显著提高了技术密集型和劳动密集型企业的出口国内附加值率,而对资本密集型企业的影响不显著。专利类型异质性分析表明,实用新型专利和发明专利的产学研合作对企业出口国内附加值率的正向影响显著,而外观设计专利的影响不显著。
产学研合作与价值链低端困境破解——基于制造业企业出口国内附加值率的视角
摘要
参考文献
4 刘斐然,胡立君,范小群. 产学研合作对企业创新质量的影响研究[J]. 经济管理,2020,(10):120−136. DOI:10.3969/j.issn.1671-0975.2020.10.032
6 马述忠,张洪胜. 集群商业信用与企业出口−对中国出口扩张奇迹的一种解释[J]. 经济研究,2017,(1):13−27. DOI:10.3969/j.issn.1673-291X.2017.01.007
12 Caloghirou Y,Giotopoulos I,Kontolaimou A,et al. Industry-university knowledge flows and product innovation:How do knowledge stocks and crisis matter?[J]. Research Policy,2021,50(3): 104195. DOI:10.1016/j.respol.2020.104195
13 Cheng H,Zhang Z Y,Huang Q,et al. The effect of university-industry collaboration policy on universities’ knowledge innovation and achievements transformation:Based on innovation chain[J]. The Journal of Technology Transfer,2020,45(2): 522−543. DOI:10.1007/s10961-018-9653-9
15 Cohen W M,Levinthal D A. Innovation and learning:The two faces of R&D[J]. The Economic Journal,1989,99(397): 569−596. DOI:10.2307/2233763
16 Fontana R,Geuna A,Matt M. Factors affecting university-industry R&D projects:The importance of searching,screening and signalling[J]. Research Policy,2006,35(2): 309−323. DOI:10.1016/j.respol.2005.12.001
17 Fritsch U,Görg H. Outsourcing,importing and innovation:Evidence from firm-level data for emerging economies[J]. Review of International Economics,2015,23(4): 687−714. DOI:10.1111/roie.12187
18 Hong W,Su Y S. The effect of institutional proximity in non-local university-industry collaborations:An analysis based on Chinese patent data[J]. Research Policy,2013,42(2): 454−464. DOI:10.1016/j.respol.2012.05.012
19 Humphrey J,Schmitz H. How does insertion in global value chains affect upgrading in industrial clusters?[J]. Regional Studies,2002,36(9): 1017−1027. DOI:10.1080/0034340022000022198
20 Kee H L,Tang H. Domestic value added in exports:Theory and firm evidence from China[J]. American Economic Review,2016,106(6): 1402−1436. DOI:10.1257/aer.20131687
21 Koopman R,Wang Z,Wei S J. Tracing value-added and double counting in gross exports[J]. American Economic Review,2014,104(2): 459−494. DOI:10.1257/aer.104.2.459
22 Lin C,Lin P,Song F M,et al. Managerial incentives,CEO characteristics and corporate innovation in China’s private sector[J]. Journal of Comparative Economics,2011,39(2): 176−190. DOI:10.1016/j.jce.2009.12.001
23 Lin C,Ma Y,Malatesta P,et al. Corporate ownership structure and bank loan syndicate structure[J]. Journal of Financial Economics,2012,104(1): 1−22. DOI:10.1016/j.jfineco.2011.10.006
24 Maietta O W. Determinants of university-firm R&D collaboration and its impact on innovation:A perspective from a low-tech industry[J]. Research Policy,2015,44(7): 1341−1359. DOI:10.1016/j.respol.2015.03.006
25 Scandura A. University-industry collaboration and firms’ R&D effort[J]. Research Policy,2016,45(9): 1907−1922. DOI:10.1016/j.respol.2016.06.009
26 Shi X,Wu Y R,Fu D H. Does university-industry collaboration improve innovation efficiency? Evidence from Chinese Firms[J]. Economic Modelling,2020,86: 39−53. DOI:10.1016/j.econmod.2019.05.004
27 Szücs F. Research subsidies,industry-university cooperation and innovation[J]. Research Policy,2018,47(7): 1256−1266. DOI:10.1016/j.respol.2018.04.009
28 Upward R,Wang Z,Zheng J H. Weighing China’s export basket:The domestic content and technology intensity of Chinese exports[J]. Journal of Comparative Economics,2013,41(2): 527−543. DOI:10.1016/j.jce.2012.07.004
29 Wei S J,Xie Z,Zhang X B. From “Made in China” to “Innovated in China”:Necessity,prospect,and challenges[J]. Journal of Economic Perspectives,2017,31(1): 49−70. DOI:10.1257/jep.31.1.49
30 Xing Y Q,Huang S P. Value captured by China in the smartphone GVC:A tale of three smartphone handsets[J]. Structural Change and Economic Dynamics,2021,58: 256−266. DOI:10.1016/j.strueco.2021.06.002
31 Xu R,Li C G,Cao C,et al. Does science-industry cooperation policy enhance corporate innovation:Evidence from Chinese listed firms[J]. Accounting & Finance,2020. DOI:10.1111/acfi.12717
32 Yu M J. Processing trade,tariff reductions and firm productivity:Evidence from Chinese firms[J]. The Economic Journal,2015,125(585): 943−988. DOI:10.1111/ecoj.12127
引用本文
金洪飞, 陈秋羽. 产学研合作与价值链低端困境破解——基于制造业企业出口国内附加值率的视角[J]. 财经研究, 2021, 47(11): 94-108.
导出参考文献,格式为: