法经济学至今已经走过了近半个世纪,法经济学的发展不仅表现为经济学与法学的跨学科交融和经济学的研究范式对传统法学的巨大冲击与整合,也表现为其对司法实践的重要影响。文章通过对这一研究领域文献资料的整理,梳理出了学科发展的理论脉络和演化逻辑,可以为国内研究者的法经济学规范化和本土化的理论探索提供线索。首先,文章在对法经济学理论与实践的回顾与总结基础上,对该学科的性质、基本理论及研究方法做一简单的描述与总结;然后,选择法经济学研究中最重要且最受关注的财产、合同、侵权及犯罪四个领域,对其国内外研究现状,尤其对20世纪80年代后,国内学者对法经济学在中国的本土化研究加以详细的梳理与评述;最后,在对法经济学的成就与不足的总结与评述基础上,结合20世纪90年代后法经济学的学科演变趋势,提出了对法经济学未来发展趋势的基本判断。
法经济学:法学和经济学半个世纪的学科交叉和融合发展
摘要
参考文献
4 陈屹立.中国犯罪率的实证研究:基于1978-2005年的计量分析[D].济南:山东大学, 2008.
5 冯玉军.法经济学范式[M].北京:清华大学出版社, 2009.
6 胡蓉.最优违约救济:法和经济学的视角[M].大连:东北财经大学出版社, 2008.
8 黄少安.产权经济学导论[M].济南:山东人民出版社, 1995.
13 黄文平, 王则柯.侵权行为的经济分析[M].北京:中国政法大学出版社, 2005.
14 贾敬华.不完备合同的经济分析[M].北京:人民出版社, 2001.
19 林立.波斯纳与法律经济分析[M].上海:上海三联书店, 2005.
22 [美]罗宾·保罗·麦乐怡.法与经济学[M].杭州:浙江人民出版社, 1999.
23 彭汉英.财产法的经济分析[M].北京:中国人民大学出版社, 2000.
26 沈满洪.水权交易制度研究:中国的案例分析[M].杭州:浙江大学出版社, 2006.
32 孙林.法律经济学[M].北京:中国政法大学出版社, 1993.
34 魏建.法经济学:分析基础与分析范式[M].北京:人民出版社, 2007.
35 吴锦宇.略述"法和经济学运动"在中国大陆的发展(1983-2003)[A].黄少安.制度经济学研究(第二辑)[C].北京:经济科学出版社, 2003.
36 吴晓露.产品责任制度的法经济学分析[M].杭州:浙江大学出版社, 2014.
41 易宪容.现代合约经济学导论[M].北京:中国社会科学出版社, 1997.
44 张五常.经济解释:张五常经济论文选[M].北京:商务印书馆, 2000.
46 周林彬.法律经济学论纲[M].北京:北京大学出版社, 1998.
47 周林彬.法律经济学:中国的理论与实践[M].北京:北京大学出版社, 2008.
48 邹登朝.经济因素对中国犯罪率影响的计量经济分析[D].南京:南京大学, 2014.
49 Aghion P, Dewatripont M, Rey P. Renegotiation design with unverifiable information[J].Econometrica, 1994, 62(2): 257-282. DOI:10.2307/2951613
50 Agnello R J, Donnelly L P. Property rights and efficiency in the oyster industry[J].The Journal of Law and Economics, 1975, 18(2): 521-533. DOI:10.1086/466821
52 Anderlini L, Felli L. Incomplete written contracts: Undescribable States of nature[J].The Quarterly Journal of Economics, 1994, 109(4): 1085-1124. DOI:10.2307/2118357
54 Anderson J E, Young L. Imperfect contract enforcement[R].NBER Working Paper No.8847, 2002.
55 Ayres I, Gertner R. Filling gaps in incomplete contracts: An economic theory of default rules[J].The Yale Law Journal, 1989, 99(1): 87-130. DOI:10.2307/796722
56 Ayres I, Gertner R. Strategic contractual inefficiency and the optimal choice of legal rules[J].The Yale Law Journal, 1992, 101(4): 729-773. DOI:10.2307/796873
57 Ayres I, Goldbart P M. Correlated values in the theory of property and liability rules[J].The Journal of Legal Studies, 2003, 32(1): 121-151. DOI:10.1086/368009
58 Baird D G, Gertner R, Picker R. Game theory and the law[M].Cambridge, MA: Harvard University Press, 1994.
59 Barid D G. The future of law and economics: Looking forward[M].The University of Chicago Law Review, 1997, 64(4): 1129-1165.
60 Barzel Y. Economic analysis of property rights[M].Cambridge: Cambridge University Press, 1997.
62 Becker G S. Crime and punishment: An economic approach[J].Journal of Political Economy, 1968, 76(2): 169-217. DOI:10.1086/259394
63 Besley T. Property rights and investment incentives: Theory and evidence from Ghana[J].Journal of Political Economy, 1995, 103(5): 903-937. DOI:10.1086/262008
65 Bishop W. The choice of remedy for breach of contract[J].The Journal of Legal Studies, 1985, 14(2): 299-320. DOI:10.1086/467774
67 Bouckaert B, De Geest G. Encyclopedia of law and economics[M].Cheltenham: Edward Elgar, 1999.
68 Burdett K, Lagos R, Wright R. Crime, inequality, and unemployment[J].The American Economic Review, 2003, 93(5): 1764-1777. DOI:10.1257/000282803322655536
69 Calabresi G. Some thoughts on risk distribution and the law of torts[J].The Yale Law Journal, 1961, 70(4): 499-553. DOI:10.2307/794261
70 Calabresi G. The cost of accidents: A legal and economic analysis[M].New Haven, London: Yale University Press, 1970.
71 Calabresi G, Melamed A D. Property rules, liability rules, and inalienability: One view of the cathedral[J].Harvard Law Review, 1972, 85(6): 1089-1128. DOI:10.2307/1340059
72 Coase R H. The nature of the firm[J].Economica, New Series, 1937, 4(16): 386-405. DOI:10.1111/ecca.1937.4.issue-16
73 Coase R H. The problem of social cost[J].The Journal of Law and Economics, 1960, 3: 1-44. DOI:10.1086/466560
74 Coase R H. Essays on economics and economists[M].Chicago: The University of Chicago Press, 1994.
75 Coleman J L. Economics and the law: A critical review of the foundations of the economic approach to law[J].Ethics, 1984, 94(4): 649-679. DOI:10.1086/292582
76 Cooter R, Ulen T. Law and economics[M].Boston, MA: Addison-Wesley, 2008.
77 Corman H, Mocan H N. A time-series analysis of crime, deterrence, and drug abuse in New York City[J].American Economic Review, 2000, 90(3): 584-604. DOI:10.1257/aer.90.3.584
78 Cornwell C, Trumbull W N. Estimating the economic model of crime with Panel Data[J].The Review of Economics and Statistics, 1994, 76(2): 360-366. DOI:10.2307/2109893
79 Craswell R. Offer, acceptance, and efficient reliance[J].Stanford Law Review, 1996, 48(3): 481-553. DOI:10.2307/1229277
81 Cungu A, Gow H, Swinnen J F M, et al. Investment with weak contract enforcement: Evidence from Hungary during transition[J].European Review of Agricultural Economics, 2008, 35(1): 75-91. DOI:10.1093/erae/jbn001
83 D'Antoni M, Galbiati R. Deterrence and information: The optimal use of monetary and nonmonetary sanctions revisited[R].SSRN Working Paper, 2005.
84 Davis M L. Time and punishment: An intertemporal model of crime[J].Journal of Political Economy, 1988, 96(2): 383-390. DOI:10.1086/261542
85 De Geest G. Comment: Game theory versus law and economics?[A].Bouckaert B, De Geest G. Essays in law and economics II: Contract law, regulation, and reflections on law and economics[C].Maklu: Antwerpen, 1995.
86 Demombynes G, Özler B. Crime and local inequality in South[J].Journal of Development Economics, 2005, 76(2): 265-292. DOI:10.1016/j.jdeveco.2003.12.015
87 Demsetz H. Toward a theory of property rights[J].The American Economic Review, 1967, 57(2): 347-359.
88 Demsetz H. When does the rule of liability matter?[J].The Journal of Legal Studies, 1972, 1(1): 13-28. DOI:10.1086/467477
89 Demski J S, Sappington D E M. Resolving double moral hazard problems with buyout agreements[J]. The RAND Journal of Economics, 1991, 22(2): 232-240. DOI:10.2307/2601019
90 Dezhbakhsh H, Rubin P H, Shepherd J M. Does capital punishment have a deterrent effect? New evidence from Postmoratorium panel data[J].American Law and Economics Review, 2003, 5(2): 344-376. DOI:10.1093/aler/ahg021
91 Diamond P A. Accident law and resource allocation[J].The Bell Journal of Economics and Management Science, 1974, 5(2): 366-405. DOI:10.2307/3003115
92 Diamond P A, Mirrlees J A. On the assignment of liability: The uniform case[J].The Bell Journal of Economics, 1975, 6(2): 487-516. DOI:10.2307/3003241
94 Dobbs D B. The law of torts[M].St. Paul: West Group, 2000.
95 Doyle J M, Ahmed E, Horn R N. The effects of labor markets and income inequality on crime: Evidence from panel data[J].Southern Economic Journal, 1999, 65(4): 717-738. DOI:10.2307/1061272
96 Driesen D M. The economic dynamics of law[M].Cambridge: Cambridge University Press, 2012.
97 Dwyer J, Menell P. Property law and policy: A comparative institutional perspective[M].Westbury, NY: The Foundation Press, 1998.
98 Dye R A. Costly contract contingencies[J].International Economic Review, 1985, 26(1): 233-250. DOI:10.2307/2526538
100 Edlin A S, Hermalin B E. Implementing the first best in an agency relationship with renegotiation: A corrigendum[J].Econometrica, 2001, 69(5): 1391-1395. DOI:10.1111/ecta.2001.69.issue-5
102 Ehrlich I. Participation in illegitimate activities: A theoretical and empirical investigation[J].Journal of Political Economy, 1973, 81(3): 521-565. DOI:10.1086/260058
103 Ellickson R C. Order without law: How neighbors settle disputes[M].Cambridge, Mass: Harvard University Press, 1991.
104 Elster J. Solomonic judgments: Studies in the limitations of rationality[M].Cambridge: Cambridge University Press, 1989.
105 Engelhardt B, Rocheteau G, Rupert P. Crime and the labor market: A search model with optimal contracts[J].Journal of Public Economics, 2008, 92(10-11): 1876-1891. DOI:10.1016/j.jpubeco.2008.04.016
106 Entorf H, Spengler H. Socioeconomic and demographic factors of crime in Germany: Evidence from panel data of the German states[J].International Review of Law and Economics, 2000, 20(1): 75-106. DOI:10.1016/S0144-8188(00)00022-3
107 Epstein R A. Law and economics: Its glorious past and cloudy future[J].The University of Chicago Law Review, 1997, 64(4): 1167-1174. DOI:10.2307/1600212
108 Fajnzylber P, Lederman D, Loayza N. Inequality and violent crime[J].The Journal of Law and Economics, 2002, 45(1): 1-39. DOI:10.1086/338347
109 Feldman A M, Frost J M. A simple model of efficient tort liability rules[J].International Review of Law and Economics, 1998, 18(2): 201-215. DOI:10.1016/S0144-8188(98)00006-4
110 Freeman R B. Why do so many young American men commit crimes and what might we do about it?[J].Journal of Economic Perspectives, 1996, 10(1): 25-42. DOI:10.1257/jep.10.1.25
111 Fuller L L, Perdue W R Jr. The reliance interest in contract damages: 1[J].The Yale Law Journal, 1936, 46(1): 52-96. DOI:10.2307/791632
112 Garoupa N. The role of moral values in the economic analysis of crime: A general equilibrium approach[R].Barcelona, Manuscript: Universitat Pompeu Fabra, 1997.
113 Geistfeld M A. Tort law and the inherent limitations of monetary exchange: Property rules, liability rules, and the negligence rule[J].Journal of Tort Law, 2011, 4(1), doi: 10.2202/1932-9148.1107. DOI:10.2202/1932-9148.1107
114 Gintis H. Game theory evolving: A problem-centered introduction to modeling strategic interaction[M]. Princeton: Princeton University Press, 2000.
115 Gould E, Weinberg B A, Mustard D B. Crime rates and local labor market opportunities in the United States: 1977-1997[J].The Review of Economics and Statistics, 2002, 84(1): 45-61. DOI:10.1162/003465302317331919
116 Hadfield G K. Judicial competence and the interpretation of incomplete contracts[J].The Journal of Legal Studies, 1994, 23(1): 159-184. DOI:10.1086/467919
119 Hermalin B E, Katz A W, Craswell R. Contract law[A].Polinsky A M, Shavell S. Handbook of law and economics[C].Amsterdam, North-Holland: Elsevier, 2007.
120 Holmes O W Jr. The common law[M].Cambridge, MA: Harvard University Press, 1881.
121 Hylton K N. The influence of litigation costs on deterrence under strict liability and under negligence[J]. International Review of Law and Economics, 1990, 10(2): 161-171. DOI:10.1016/0144-8188(90)90021-K
122 Imai S, Krishna K. Employment, dynamic deterrence and crime[J].International Economic Review, 2004, 45(3): 845-872. DOI:10.1111/iere.2004.45.issue-3
123 Imrohoroĝlu A, Merlo A, Rupert P. Understanding the determinants of crime[J].Journal of Economics and Finance, 2006, 30(2): 270-284. DOI:10.1007/BF02761491
124 Jain S K, Singh R. Efficient liability rules: Complete characterization[J].Journal of Economics, 2002, 75(2): 105-124. DOI:10.1007/s007120200008
125 Jolls C, Sunstein C R, Thaler R. A behavioral approach to law and economics[J].Stanford Law Review, 1998, 50(5): 1471-1550. DOI:10.2307/1229304
126 Kahneman D, Knetsch J L, Thaler R H. Experimental tests of the endowment effect and the Coase theorem[J].Journal of Political Economy, 1990, 98(6): 1325-1348. DOI:10.1086/261737
127 Kaplow L, Shavell S. Property rules versus liability rules: An economic analysis[J].Harvard Law Review, 1996, 109(4): 713-790. DOI:10.2307/1342135
128 Katz A W. When should an offer stick? The economics of promissory estoppel in preliminary negotiations[J].The Yale Law Journal, 1996, 105(5): 1249-1309. DOI:10.2307/797176
129 Kelly M. Inequality and crime[J].The Review of Economics and Statistics, 2000, 82(4): 530-539. DOI:10.1162/003465300559028
130 Klein B, Leffler K B. The role of market forces in assuring contractual performance[J].Journal of Political Economy, 1981, 89(4): 615-641. DOI:10.1086/260996
132 Knight F H. Some fallacies in the interpretation of social cost[J].The Quarterly Journal of Economics, 1924, 38(4): 582-606. DOI:10.2307/1884592
133 Krasa S, Villamil A P. Optimal contracts when enforcement is a decision variable[J].Econometrica, 2000, 68(1): 119-134. DOI:10.1111/ecta.2000.68.issue-1
134 Kronman A T. Specific performance[J].The University of Chicago Law Review, 1978, 45(2): 351-382. DOI:10.2307/1599168
135 Landes W M, Posner R A. The economic structure of tort law[M].Cambridge, MA: Harvard University Press, 1987.
136 Lando H, Rose C. On the enforcement of specific performance in civil law countries[J].International Review of Law and Economics, 2004, 24(4): 473-487. DOI:10.1016/j.irle.2005.01.005
137 Levitt S D. Why do increased arrest rates appear to reduce crime: Deterrence, incapacitation, or measurement error?[J].Economic Inquiry, 1998, 36(3): 353-372. DOI:10.1111/ecin.1998.36.issue-3
138 Levitt S D. Understanding why crime fell in the 1990s: Four factors that explain the decline and six that do not[J].The Journal of Economic Perspectives, 2004, 18(1): 163-190. DOI:10.1257/089533004773563485
139 Libecap G D, Wiggins S N. The influence of private contractual failure on regulation: The case of oil field unitization[J].Journal of Political Economy, 1985, 93(4): 690-714. DOI:10.1086/261326
140 Libecap G D. Contracting for property rights[M].Cambridge: Cambridge University Press, 1989.
141 Lochner L, Moretti E. The effect of education on crime: Evidence from prison inmates, arrests, and self-reports[J].The American Economic Review, 2004, 94(1): 155-189. DOI:10.1257/000282804322970751
142 Loureiro P R A, de Mendonça M J C, Moreira T B S, et al. Crime, economic conditions, social interactions and family heritage[J].International Review of Law and Economics, 2009, 29(3): 202-209. DOI:10.1016/j.irle.2009.01.002
143 Lueck D, Miceli T J. Property rights and property law[A].Polinsky A M, Shavell S. Handbook of law and economics[C].Boston: North Holland, 2007.
144 Maskin E, Tirole J. Unforeseen contingencies and incomplete contracts[J].The Review of Economic Studies, 1999, 66(1): 83-114. DOI:10.1111/roes.1999.66.issue-1
145 Mercuro N, Medema S G. Economics and the law: From Posner to post-modernism[M].Princeton: Princeton University Press, 1997.
146 Merrill T W, Smith H E. What happened to property in law and economics?[J].The Yale Law Journal, 2001, 111(2): 357-398. DOI:10.2307/797592
147 Miceli T J. Economics of the law: Torts, contracts, property, litigation[M].New York: Oxford University Press, 1997.
148 Mocan N H, Billups S C, Overland J. A dynamic model of differential human capital and criminal activity[J].Economica, 2005, 72(288): 655-681. DOI:10.1111/ecca.2005.72.issue-288
149 Nelson R H. Public lands and private rights: The failure of scientific management[M].Maryland: Rowman and Littlefield, 1995.
150 Neumayer E. Inequality and violent crime: Evidence from data on robbery and violent theft[J].Journal of Peace Research, 2005, 42(1): 101-112. DOI:10.1177/0022343305049669
151 Oh J H. Social disorganizations and crime rates in U.S. central cities: Toward an explanation of urban economic change[J].The Social Science Journal, 2005, 42(4): 569-582. DOI:10.1016/j.soscij.2005.09.008
153 Polinsky A M. Risk sharing through breach of contract remedies[J].The Journal of Legal Studies, 1983, 12(2): 427-444. DOI:10.1086/467731
154 Polinsky A M, Shavell S. Punitive damages: An economic analysis[J].Harvard Law Review, 1998, 111(4): 869-962. DOI:10.2307/1342009
155 Posner E A. Economic analysis of contract law after three decades: Success or failure?[J].The Yale Law Journal, 2003, 112(4): 829-880. DOI:10.2307/3657491
156 Posner R A. The economic analysis of law[M]. Boston:Little Brown and Company, 1973.
157 Posner R A. Gratuitous promises in economics and law[J].The Journal of Legal Studies, 1977, 6(2): 411-426. DOI:10.1086/467580
158 Posner R A. An economic theory of the criminal law[J].Columbia Law Review, 1985, 85(6): 1193-1231. DOI:10.2307/1122392
160 Rose C M. Possession as the origin of property[J].The University of Chicago Law Review, 1985, 52(1): 73-88. DOI:10.2307/1599571
161 Rubin P H. Why is the common law efficient?[J].The Journal of Legal Studies, 1977, 6(1): 51-63. DOI:10.1086/467562
162 Rubinstein A. Modeling bounded rationality[M].Cambridge, MA: MIT Press, 1998.
165 Shavell S. Strict liability versus negligence[J].The Journal of Legal Studies, 1980, 9(1): 1-25. DOI:10.1086/467626
166 Shavell S. A model of the optimal use of liability and safety regulation[J].The RAND Journal of Economics, 1984, 15(2): 271-280. DOI:10.2307/2555680
167 Shavell S. Criminal law and the optimal use of nonmonetary sanctions as a deterrent[J].Columbia Law Review, 1985, 85(6): 1232-1262. DOI:10.2307/1122393
168 Shavell S. Economic analysis of accident law[M].Harvard: Harvard University Press, 1987.
169 Shavell S. Acquisition and disclosure of information prior to sale[J].The RAND Journal of Economics, 1994, 25(1): 20-36. DOI:10.2307/2555851
171 Shavell S. On optimal legal change, past behavior, and grandfathering[J].Journal of Legal Studies, 2008, 37(1): 37-85. DOI:10.1086/588264
172 Singh R.'Causation-consistent' liability, economic efficiency and the law of torts[J].International Review of Law and Economics, 2007, 27(2): 179-203. DOI:10.1016/j.irle.2007.06.007
173 Smith H E. Semicommon property rights and scattering in the open fields[J].The Journal of Legal Studies, 2000, 29(1): 131-169. DOI:10.1086/468066
175 Thomas J, Worrall T. Self-enforcing wage contracts[J].The Review of Economic Studies, 1988, 55(4): 541-553. DOI:10.2307/2297404
176 Tirole J. Incomplete contracts: Where do we stand?[J].Econometrica, 1999, 67(4): 741-781. DOI:10.1111/ecta.1999.67.issue-4
177 Ulen T S. The efficiency of specific performance: Toward a unified theory of contract remedies[J]. Michigan Law Review, 1984, 83(2): 341-403. DOI:10.2307/1288569
179 Williamson O E. Markets and hierarchies: Analysis and antitrust implications: A Study in the Economics of Internal Organization[M].New York: The Free Press, 1975.
引用本文
史晋川, 吴晓露. 法经济学:法学和经济学半个世纪的学科交叉和融合发展[J]. 财经研究, 2016, 42(10): 50–79.
导出参考文献,格式为: