出口导向、技术类型与跨国公司内部技术转移——基于在华日资企业的实证分析
财经研究 2015 年 第 41 卷第 10 期, 页码:
摘要
参考文献
摘要
FDI的技术溢出效应受到了广泛关注,但对作为“溢出源头”的跨国公司内部技术转移的研究却并不充分。文章通过对日本在华制造业企业的问卷调查数据,将母公司转移的技术分为生产制造技术和生产作业方式两种类型,从微观视角考察了不同目标市场的出口导向对跨国公司技术转移的影响。研究发现:(1)面向日本市场的出口对生产制造技术转移具有显著的正向效应,而对生产作业方式转移则没有直接影响,但存在出口通过生产制造技术的转移促进生产作业方式转移的间接效应;(2)面向其他国家的出口对两类技术转移均没有显著的影响;(3)母公司的控股程度、国际化经验和研发水平以及子公司的本土研发、员工培训等因素对技术转移也具有影响。文章为我国如何提高外商直接投资的技术溢出效应提供了启示。
[1]曹洲涛.跨国母子公司间管理移植的实证研究[J].华南理工大学学报(社会科学版),2011,(3):44-52.
[2]陈羽.市场竞争与外商直接投资技术转移——来自中国制造业的证据[J].财经研究, 2005,(10):64-76.
[3]贺灿飞,魏后凯.新贸易理论与外商在华制造企业的出口决定[J].管理世界,2004,(1):27-38.
[4]江小涓,冯远.合意性、一致性与政策作用空间:外商投资高新技术企业的行为分析[J].管理世界,2000,(3):46-52.
[5]江小涓.跨国投资、市场结构与外商投资企业的竞争行为[J].经济研究,2002,(9):31-38.
[6]罗鹏,钱永坤.企业战略、东道国市场、制度与跨国公司在华技术转移——基于日本在华企业的问卷调查[J].经济管理,2009,(5):72-79.
[7]温忠麟,叶宝娟.中介效应分析:方法和模型发展[J].心理科学进展,2014,(5):731-745.
[8]张杰,李勇,刘志彪.出口与中国本土企业生产率——基于江苏制造业企业的实证分析[J].管理世界,2008,(11):50-64.
[9]周勤,陈柳.技术差距和跨国公司技术转移战略[J].中国工业经济,2004,(5):61-67.
[10][日]21世纪中国综研. 中国进出企业一览上市企业篇(2009-2010年版)[M].东京: 苍苍社,2009.
[11][日]安保哲夫,板垣博,上山邦雄,等. 扎根于美国的日本式生产方式:当地工厂的“适用”与“适应”[M]. 东京:东洋经济新报社,1991.
[12][日]范建亭. 直接投资的技术转移效应:基于在华日资企业的调查[J].亚洲经济,2001,(7):37-57.
[13][日]若杉隆平. 技术转移的决定因素[A].关口末夫等. 海外直接投资与日本经济[C]. 东京:东洋经济新报社,1996.
[14][日]周佐喜和. 东亚日资企业的技术转移[J].横滨经营研究,1998,(2):39-52.
[15]Belderbos R. Entry mode, organizational learning, and R&D in foreign affiliates:Evidence from Japanese firms[J]. Strategic Management Journal. 2003, 24 (3) :235-259.
[16]Bernard A B, Jensen J B. Why some firms export[J]. The Review of Economics and Statistics,2004, 86(2):561-569.
[17]Buckley P J, Casson M. The future of the multinational enterprise[M] . NewYork: Holmes & Meier Publishers, 1976.
[18]Caves R E. Multinational firms, competition and productivity in hostcountry markets[J]. Economica, 1974, 41(162):176-193.
[19]Farhang M. The human resource dimension of international technology transfer: Identification and analysis of training needs[J]. Journal of Euromarketing, 1999, 7(3) :79-93.
[20]Gorg H, Greenaway D. Much ado about nothing? Do domestic firms really benefit from foreign direct investment?[J]. The World Bank Research Observer, 2004, 19(2): 171-197.
[21]Gupta A K, Govindarajan V. Knowledge flows within multinational corporations[J]. Strategic Management Journal, 2000, 21(4) : 473-496.
[22]Hymer S H. The international operations of national firms: A study of direct foreign investment[M] . Cambridge, MA: MIT press, 1976.
[23]Melitz M J. The impact of trade on intraindustry reallocations and aggregate industry productivity[J]. Econometrica,2003, 71(6) :1695-1725.
[24]Remachandran V. Technology transfer,firm ownership,and investment in human capital[J]. The Review of Economics and Statistics, 1993, 75(4) : 664-670.
[25]Shrout P E, Bolger N. Mediation in experimental and nonexperimental studies: New procedures and recommendations[J]. Psychological Methods, 2002, 7(4), 422-445.
[26]Teece D J. Technology transfer by multinational firms: The resource cost of transferring technological knowhow[J]. The Economic Journal, 1977,87(346): 242-261.
[27]UNCTAD. World investment report 1992:Transnational corporations as engines of growth [R]. United Nations,1992.
[28]Urata S, Kawai H. Intrafirm technology transfer by Japanese manufacturing firms in Asia[A].Ito T, Krueger A O. The role of foreign direct investment in East Asian economic development[C]. Chicago: University of Chicago Press, 2000.
[29]Wang Y, Blomstrom M. Foreign investment and technology transfer: A simple model[J]. European Economic Review, 1992, 36(1) :137-155.
[2]陈羽.市场竞争与外商直接投资技术转移——来自中国制造业的证据[J].财经研究, 2005,(10):64-76.
[3]贺灿飞,魏后凯.新贸易理论与外商在华制造企业的出口决定[J].管理世界,2004,(1):27-38.
[4]江小涓,冯远.合意性、一致性与政策作用空间:外商投资高新技术企业的行为分析[J].管理世界,2000,(3):46-52.
[5]江小涓.跨国投资、市场结构与外商投资企业的竞争行为[J].经济研究,2002,(9):31-38.
[6]罗鹏,钱永坤.企业战略、东道国市场、制度与跨国公司在华技术转移——基于日本在华企业的问卷调查[J].经济管理,2009,(5):72-79.
[7]温忠麟,叶宝娟.中介效应分析:方法和模型发展[J].心理科学进展,2014,(5):731-745.
[8]张杰,李勇,刘志彪.出口与中国本土企业生产率——基于江苏制造业企业的实证分析[J].管理世界,2008,(11):50-64.
[9]周勤,陈柳.技术差距和跨国公司技术转移战略[J].中国工业经济,2004,(5):61-67.
[10][日]21世纪中国综研. 中国进出企业一览上市企业篇(2009-2010年版)[M].东京: 苍苍社,2009.
[11][日]安保哲夫,板垣博,上山邦雄,等. 扎根于美国的日本式生产方式:当地工厂的“适用”与“适应”[M]. 东京:东洋经济新报社,1991.
[12][日]范建亭. 直接投资的技术转移效应:基于在华日资企业的调查[J].亚洲经济,2001,(7):37-57.
[13][日]若杉隆平. 技术转移的决定因素[A].关口末夫等. 海外直接投资与日本经济[C]. 东京:东洋经济新报社,1996.
[14][日]周佐喜和. 东亚日资企业的技术转移[J].横滨经营研究,1998,(2):39-52.
[15]Belderbos R. Entry mode, organizational learning, and R&D in foreign affiliates:Evidence from Japanese firms[J]. Strategic Management Journal. 2003, 24 (3) :235-259.
[16]Bernard A B, Jensen J B. Why some firms export[J]. The Review of Economics and Statistics,2004, 86(2):561-569.
[17]Buckley P J, Casson M. The future of the multinational enterprise[M] . NewYork: Holmes & Meier Publishers, 1976.
[18]Caves R E. Multinational firms, competition and productivity in hostcountry markets[J]. Economica, 1974, 41(162):176-193.
[19]Farhang M. The human resource dimension of international technology transfer: Identification and analysis of training needs[J]. Journal of Euromarketing, 1999, 7(3) :79-93.
[20]Gorg H, Greenaway D. Much ado about nothing? Do domestic firms really benefit from foreign direct investment?[J]. The World Bank Research Observer, 2004, 19(2): 171-197.
[21]Gupta A K, Govindarajan V. Knowledge flows within multinational corporations[J]. Strategic Management Journal, 2000, 21(4) : 473-496.
[22]Hymer S H. The international operations of national firms: A study of direct foreign investment[M] . Cambridge, MA: MIT press, 1976.
[23]Melitz M J. The impact of trade on intraindustry reallocations and aggregate industry productivity[J]. Econometrica,2003, 71(6) :1695-1725.
[24]Remachandran V. Technology transfer,firm ownership,and investment in human capital[J]. The Review of Economics and Statistics, 1993, 75(4) : 664-670.
[25]Shrout P E, Bolger N. Mediation in experimental and nonexperimental studies: New procedures and recommendations[J]. Psychological Methods, 2002, 7(4), 422-445.
[26]Teece D J. Technology transfer by multinational firms: The resource cost of transferring technological knowhow[J]. The Economic Journal, 1977,87(346): 242-261.
[27]UNCTAD. World investment report 1992:Transnational corporations as engines of growth [R]. United Nations,1992.
[28]Urata S, Kawai H. Intrafirm technology transfer by Japanese manufacturing firms in Asia[A].Ito T, Krueger A O. The role of foreign direct investment in East Asian economic development[C]. Chicago: University of Chicago Press, 2000.
[29]Wang Y, Blomstrom M. Foreign investment and technology transfer: A simple model[J]. European Economic Review, 1992, 36(1) :137-155.
引用本文
范建亭, 汪 立. 出口导向、技术类型与跨国公司内部技术转移——基于在华日资企业的实证分析[J]. 财经研究, 2015, 41(10): 0.
导出参考文献,格式为: