政府赋能企业“出海”:国家海外知识产权纠纷应对指导中心与企业对外直接投资

Governments Empowering Firms to “Go Global”:The National Guidance Center for Overseas Intellectual Property Dispute Resolution and Firms’ Outward Foreign Direct Investment

李四海,王瑞麒

2026 第 52 卷 第 09 期 页码 124-138

DOI: 10.16538/j.cnki.jfe.20260611.202

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摘要

母国支持如何驱动企业对外直接投资,是国际商务领域的重要命题;然而,现有研究对母国跨国知识产权制度适配支持这一关键路径关注不足。文章将我国自2020年起分批设立国家海外知识产权纠纷应对指导中心作为准自然实验,采用双重差分法系统考察母国知识产权“靶向性”支持对企业对外直接投资水平的影响及其内在机制。研究发现,国家海外知识产权纠纷应对指导中心的设立显著提升了所在地企业对外直接投资水平。机制分析表明,国家海外知识产权纠纷应对指导中心一方面推动企业通过主动性制度适配实现海外专利布局,另一方面增强企业应对性制度运用能力以提高其海外知识产权诉讼胜率,进而提升企业对外直接投资水平。进一步研究发现,国家海外知识产权纠纷应对指导中心对高技术密度企业、开展逆向投资的企业以及向制度距离较远国家投资的企业具有更强的推动效应,并且推动企业拓展了对外直接投资的广延边际。文章从知识产权纠纷视角阐释了政府支持对企业对外直接投资的重要作用,深化了对政府“靶向性”支持的内在逻辑及政策功能的认知,为推动企业国际化发展和高水平对外开放提供了经验证据与政策启示。

Outward foreign direct investment (OFDI) is a core strategic path for firms to integrate global value chain resources and expand international market boundaries, and a critical channel for emerging economies to achieve industrial upgrading and technological catch-up. However, as Chinese firms accelerate their global expansion, overseas intellectual property (IP) disputes have remained persistently frequent, evolving into a major constraint on OFDI. The essence of these disputes is the institutional friction arising from cross-border IP institutional differences: When entering unfamiliar institutional environments, firms encounter conflicts because they struggle to adapt to host-country IP institutions, which ultimately impedes OFDI. How home-country governments can support firms to adapt to overseas IP institutions and facilitate their global expansion has thus become a pressing theoretical and practical issue.

Taking the establishment of the National Guidance Center for Overseas Intellectual Property Dispute Resolution as a quasi-natural experiment, this paper uses data of Shanghai and Shenzhen A-share listed companies from 2018 to 2023 to systematically investigate the impact of “targeted” IP support by governments on firms’ OFDI. The results show that the establishment of the Center significantly increases the OFDI level of local firms. Mechanism testing reveals that the Center promote firms’ proactive institutional adaptation by facilitating overseas patent deployment, while simultaneously strengthening the firms’ responsive institutional utilization by improving their win rates in overseas IP litigation. Heterogeneity analysis further indicates that the policy effects are more pronounced for technology-intensive firms, for reverse investment targeting developed countries, and for investment directed toward host countries with greater institutional distance. Moreover, the Center significantly expands the extensive margin of OFDI by facilitating first-time investment and the diversification of investment destinations.

This paper makes the following marginal contributions: First, unlike prior studies focusing on generic home-country support including fiscal subsidies, tax incentives, and bilateral investment treaties, it identifies targeted IP support as a new policy tool and clarifies the dual-path of cross-border IP institutional adaptation, advancing theories on government-backed corporate internationalization. Second, shifting from a focus on host-country IP protection, it adopts an institutional friction lens centered on firms’ micro adaptation behaviors, filling a critical research gap. Third, it pins down policy boundary conditions covering technological intensity, destination types, institutional distance, and investment margin, supplying micro evidence for differentiated regional overseas IP public service optimization.

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数据公开

标题文件大小下载
2023年上市公司的未来一年海外关联公司数量、海外关联公司的期末投资额 700.0 KB
2023年上市公司国家海外知识产权纠纷应对中心虚拟变量 574.1 KB
2023年上市公司控制变量(董事会规模、资本支出、独立董事人数、高管海外经历、两职合一、营业收入增长率、资产负债率、总资产净利润率、产权性质、人均生产总值、最低工资、上市年数、企业规模) 2.6 MB
2023年上市公司排除同期政策干扰(知识产权示范城市、跨境电商综试区) 644.4 KB
2023年上市公司平行趋势检验数据 1.1 MB
2023年上市公司企业对外直接投资 584.4 KB
2023年上市公司政府赋能企业出海机制变量(企业海外知识产权布局、海外知识产权纠纷涉诉记录) 561.5 KB
2023年上市公司政府赋能企业出海进一步分析(企业技术密度、逆向投资、制度距离、广延边际) 1.1 MB
数据及程序代码 1.7 MB