外国直接投资对中国技术创新的影响——基于地区层面的研究
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财经研究 2007 年 第 33 卷第 06 期, 页码：5 - 18
摘要
参考文献
摘要
文章利用1995~2004年省级层面的面板数据定量评估了外国直接投资对于中国技术创新的影响。文章认为:FDI的流入会对我国技术创新水平的提升产生促进作用,FDI对于我国外观设计专利申请量的正向影响程度最大,对实用新型专利申请量影响次之,对于发明专利申请量的影响程度最小,并且要使FDI对我国发明专利申请量的增加发挥促进作用还要跨越一定的“人力资本门槛”,而我国大部分西部地区和一部分中部地区并没有达到这个人力资本门槛;FDI对中国技术创新的影响也存在着明显的区域性特征,在东部和中部地区,FDI的进入有助于这两个地区技术创新水平的提升,并且FDI对于东部地区技术创新水平的促进作用要大于其对中部地区技术创新水平的促进作用,FDI的进入对西部地区技术创新水平的增加几乎没有什么影响;另外即使在外资溢出效应较为显著的东部地区,FDI对不同类型的专利申请之间也存在较大差异性,FDI对于以发明专利表征的技术创新水平的影响要远远小于其对实用新型和外观设计专利的影响。
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[2]Caves R E.Multinational firms,competition and productivity in host-country markets[J].Economica,1974,(41):176~193.
[3]Cesare I,Filippo R.Productivity spillover and regional differences:Some evidence onthe Italian manufacturing sector.Centro Di Economica Dellavoro Edi Politica Economi-ca.Discusion Paper 48,1999.
[4]Cheung K Y,Lin P.Spillover effects of FDI oninnovationin China:Evidence frompro-vincial data[J].China Economic Review,2004,15(1):25~44.
[5]Di melis S,Louri H.Foreign ownership and production efficiency:A quantile regressionanalysis[J].Oxford Economic Paper,2002,54(3):449~469.
[6]Haddad M,A Harrison.Are there positive spillovers from direct foreign invest ment?Evidence frompanel data for Morocco[J].Journal of Development Economics,1993,42(1):51~74.
[7]Haskel E,Pereira C,Slrughter J.Does inward foreign direct invest ment boost the pro-ductivity of domestic firms?[J].National Bureau of Economic Research,No.8724,2002.
[8]Hausman J.Specification tests in economics[J].Econometrica,1978,46(6):1251~1271.
[9]Kokko A,Zejan M.Productivity spillovers from FDI in the Uruguayan manufacturingsector[J].Journal of Development Studies,1996,32(4):602~611.
[10]MacDougall G.The benefits and costs of privateinvest ment fromabroad:Atheoreticalapproach[J].Economic Record,1960,(36):13~35.
[11]Prencipe A.Technological competencies and a product’s evolutionary dynamics:Acase study fromthe aero-engine industry[J].Research Policy,1997,25(8):1261~1276.
[12]沈坤荣,耿强.外国直接投资的外溢效应分析[J].金融研究,2000,(3):103~110.
[13]王红领,李稻葵,冯俊新.FDI与自主研发:基于行业数据的经验研究[J].经济研究,2006,(2):44~55.
[14]姚洋,章奇.中国工业企业技术效率分析[J].经济研究,2001,(10):13~19.
引用本文
薄文广. 外国直接投资对中国技术创新的影响——基于地区层面的研究[J]. 财经研究, 2007, 33(6): 5–18.
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