投资者法律保护测度研究综述:基于立法与执法视角
外国经济与管理 2011 年 第 33 卷第 04 期, 页码:59 - 65
摘要
参考文献
摘要
鉴于投资者法律保护在完善公司治理、发展金融市场等方面发挥着至关重要的作用,如何精确测度投资者法律保护水平已经成为金融和公司治理研究领域的焦点问题。在这样的背景下,本文从立法和执法(公共执法和私人执法)两个角度系统梳理了投资者法律保护测度的经典文献,并对该领域的未来研究方向进行了展望。
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[2]La Porta,R,Lopez-de-Silanes,F,Shleifer,A,and Vishny,R W.Law and finance[J].Journal of Political Economy,1998,106(6):1 113-1 155.
[3]Jackson,H E,and Roe,M J.Public and private enforcement of securities laws:Resource-based evidence[J].Journal of FinancialEconomics,2009,93(2):207-238.
[4]La Porta,R,Lopez-de-Silanes,F,and Shleifer,A.What works in securities laws?[J].Journal of Finance,2006,61(1):1-32.
[5]Spamann,H.The“Antidirector Rights Index”revisited[J].Review of Financial Studies,2009,23(2):467-486.
[6]沈艺峰,许年行,杨熠.我国中小投资者法律保护历史实践的实证检验[J].经济研究,2004,50(9):90-100.
[7]Pistor,K.Patterns of legal change:Shareholder and creditor rights in transition economies[J].European Business OrganizationLaw Review,2000,1(1):59-107.
[8]Djankov,S,La Porta,R,Lopez-de-Silanes,F,and Shleifer,A.The law and economics of self-dealing[J].Journal of FinancialEconomics,2008,88(3):430-465.
[9]Pistor,K,and Xu,Chenggang.Governing stock markets in transition economies:Lessons from China[J].American Law andEconomics Review,2005,7(1):184-210.
[10]Lu,S Y,and Yao,Yang.The effectiveness of law,financial development,and economic growth in an economy of financial re-pression:Evidence from China[J].World Development,2009,37(4):763-777.
[11]Jackson,H.Regulatory intensity in the regulation of capital markets:A preliminary comparison of Canadian and US approaches[EB/OL].Available at http://www.tfmsl.ca/docs/V6(2)%20Jackson.pdfS,2006.
[12]Zhang,Yi,and Ma,Guang.Law,economics,corporate governance,and corporate scandal in a transition economy:Insightfrom China[D].Working Paper,Peking University,2005.
[13]Reese,W A,and Weisbach,M S.Protection of minority shareholder interests,cross-listings in the United States,and subse-quent equity offerings[J].Journal of Financial Economics,2002,66(1):65-104.
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戚文举. 投资者法律保护测度研究综述:基于立法与执法视角[J]. 外国经济与管理, 2011, 33(4): 59–65.
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