我国进口机械设备的技术结构及其资本体现式技术溢出效应
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财经研究 2011 年 第 37 卷第 12 期, 页码：86 - 96
摘要
参考文献
摘要
文章利用1985-2007年世界107个国家SITC三位码分类下60多类机械设备进口数据,以出口品生产世界份额的相对权重,测度我国进口机械设备的技术含量和技术结构,并从产品层面构建进口机械设备技术水平与全要素生产率关系模型,检验进口机械设备的资本体现式技术溢出效应。结果显示:(1)我国进口机械设备的技术结构不断升级,中高技术含量和中等技术含量的机械设备进口比重逐年提高,低技术含量机械设备进口比重持续下降。(2)发达国家源于资金和人力资本优势主要引进高技术含量的机械设备,而包括我国在内的发展中国家受资金、技术水平和人力资源的约束,则以进口中等技术含量的机械设备为主。(3)我国进口机械设备的资本体现式技术溢出效应显著,但主要作用于非中性技术进步。
①1978-2000年的资本存量数据直接取自张军(2004);张军采用同样方法计算得到2001-2005年的资本存量数据。详见www.cces.fudan.edu.cn网站。而对于2006-2007年的资本存量数据,本文采用张军的方法推算得到。
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[2]樊纲,关志雄,姚枝仲.国际贸易结构分析:贸易品的技术分布[J].经济研究,2006,(8):70-80.
[3]姚洋,章林峰.中国本土企业出口竞争优势和技术变迁分析[J].世界经济,2008,(3):3-11.
[4]Coe D T,Helpman E.International R&D spillovers[J].European Economic Review,1995,39:859-887.
[5]Gordon R,Does J.The“New economy”measure up to the great inventions of the past?[J].Journal of Economic Perspectives,2000,14(4):49-74.
[6]Gordon R J.Technology and economic performance in the American economy[R].NBER Working Paper,No.8771,2002.
[7]Greenwood J,Seshadri A.The U.S.demographic transition[J].American EconomicReview,2002,92:153-159.
[8]Hausmann R,Hwang J,Rodrik D.What you export matters[J].Journal of EconomicGrowth,2007,12:1-25.
[9]Hulten C R.Growth accounting when technical change is embodied in capital[J].Amer-ican Economic Review,1992,82(4):964-980.
[10]Keller W.Do trade patterns and technology flows affect productivity growth?[J].World Bank Economic Review,2000,14:17-47.
[11]Lall S,Weiss J,Zhang J.The sophistication of exports:A new trade measure[J].World Development,2006,34(2):222-237.
[12]Lall S.The technological structure and performance of developing country manufac-tured exports:1985-1998[J].Oxford Development Studies,2000,28(3):337-369.
[13]Lichtenberg F,Potterie.International R&D spillovers:A re-examination[R].NBERWorking Paper,No.5668,1996.
[14]Connolly M.The dual nature of trade:Measuring its impact on imitation and growth[J].Journal of Development Economics,2003,72:31-55..
[15]Sakellaris P,Wilson D.The production-side approach to estimating embodied techno-logical change[R].Finance and Economics Discussion Series Working Paper,2001.
[16]Xu B,Wang J.Trade,FDI,and international technology diffusion[J].Journal of Eco-nomic Intergration,2000,15:585-601.
引用本文
王林辉, 苏碧娟, 董直庆. 我国进口机械设备的技术结构及其资本体现式技术溢出效应[J]. 财经研究, 2011, 37(12): 86–96.
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